SEC Form 4 · accession 0001077428-19-000027
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Rosenberg
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 9:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2019 | M | 3,000 | $14.17 | A | 35,008 | D | |
| Common Stock | Mar 6, 2019 | F | 695 | $61.25 | D | 34,313 | D | |
| Common Stock | Mar 6, 2019 | S | 2,305 | $61.31 | D | 32,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $14.17 | Mar 6, 2019 | M | 3,000 | D | May 19, 2010 | May 19, 2019 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1(1) The stock appreciation rights vested in five equal annual installments beginning on May 19, 2010.