SEC Form 4 · accession 0001077428-19-000024
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian J Turpin
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 600 | $14.17 | A | 8,102 | D | |
| Common Stock | Feb 28, 2019 | M | 1,200 | $18.52 | A | 9,302 | D | |
| Common Stock | Feb 28, 2019 | F | 506 | $60.85 | D | 8,796 | D | |
| Common Stock | Feb 28, 2019 | S | 1,294 | $60.72 | D | 7,502 | D | |
| Common StockF1 | holding | — | — | — | 1,904 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 9,321 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 5,951 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $14.17 | Feb 28, 2019 | M | 600 | D | May 19, 2010 | May 19, 2019 | Common Stock | 600 | 0 | D |
| Stock Appreciation RightsF5 | $18.52 | Feb 28, 2019 | M | 1,200 | D | May 18, 2011 | May 18, 2020 | Common Stock | 1,200 | 1,800 | D |
Explanation of responses
- F1Shares are owned by the RJN Trust, of which Mr. Turpin's spouse is the trustee.
- F2Shares are owned by the Nini Gift Trust, of which Mr. Turpin's spouse is the trustee.
- F3Shares are owned by the Johnson Management Trust, of which Mr. Turpin's spouse is the trustee.
- F4The stock appreciation rights vested in five equal annual installments beginning May 19, 2010.
- F5The stock appreciation rights vested in five equal annual installments beginning May 18, 2011.