SEC Form 4 · accession 0001077428-18-000039
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry L Helm
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 7, 2018 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 3,000 | $18.67 | A | 16,369 | D | |
| Common Stock | Mar 6, 2018 | F | 597 | $93.90 | D | 15,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $18.67 | Mar 6, 2018 | M | 3,000 | D | May 19, 2009 | May 19, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested in five equal annual installments beginning on May 19, 2009.