SEC Form 4 · accession 0001077428-18-000035
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian J Turpin
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | M | 1,500 | $18.67 | A | 9,491 | D | |
| Common Stock | Mar 2, 2018 | F | 314 | $89.45 | D | 9,177 | D | |
| Common Stock | Mar 2, 2018 | S | 1,186 | $89.55 | D | 7,991 | D | |
| Common StockF1 | holding | — | — | — | 1,904 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 14,641 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 5,951 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $18.67 | Mar 2, 2018 | M | 1,500 | D | May 19, 2009 | May 19, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Shares are owned by the RJN Trust, of which Mr. Turpin's spouse is the trustee.
- F2Shares are owned by the Nini Gift Trust, of which Mr. Turpin's spouse is the trustee.
- F3Shares are owned by the Johnson Management Trust, of which Mr. Turpin's spouse is the trustee.
- F4The stock appreciation rights vested in five equal annual installments beginning on May 19, 2009.