SEC Form 4 · accession 0001077428-17-000050
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elysia Holt Ragusa
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 24, 2017 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2017 | M | 3,000 | $18.52 | A | 8,812 | D | |
| Common Stock | Apr 21, 2017 | F | 751 | $74.05 | D | 8,061 | D | |
| Common StockF1 | Apr 21, 2017 | S | 2,249 | $74.05 | D | 5,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $18.52 | Apr 21, 2017 | M | 3,000 | D | May 18, 2011 | May 18, 2020 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The stated price represents the weighted average based on prices ranging from $74.00 to $74.08. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The stock appreciation rights vested in five equal annual installments beginning on May 18, 2011.