SEC Form 4 · accession 0001077428-16-000041
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry L Helm
Director
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 2,000 | $23.00 | A | 11,291 | D | |
| Common Stock | May 16, 2016 | F | 1,056 | $43.60 | D | 10,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $23.00 | May 16, 2016 | M | 2,000 | D | May 16, 2007 | May 16, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested in five equal annual installments beginning on May 16, 2007.