SEC Form 4 · accession 0000899243-16-032347
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Rosenberg
Director
Period of report
Oct 26, 2016
Accepted (ET)
Oct 27, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2016 | M | 2,000 | $22.47 | A | 45,314 | D | |
| Common Stock | Oct 26, 2016 | F | 759 | $59.21 | D | 44,555 | D | |
| Common Stock | Oct 26, 2016 | S | 1,241 | $59.27 | D | 43,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $22.47 | Oct 26, 2016 | M | 2,000 | D | Jul 23, 2008 | Jul 23, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested in five equal annual installments beginning on July 23, 2008.