SEC Form 4 · accession 0000899243-16-018585
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian J Turpin
Director
Period of report
Apr 22, 2016
Accepted (ET)
Apr 26, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2016 | M | 2,000 | $23.00 | A | 7,291 | D | |
| Common Stock | Apr 22, 2016 | F | 1,021 | $45.05 | D | 6,270 | D | |
| Common StockF1 | holding | — | — | — | 5,951 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 14,641 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 1,904 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $23.00 | Apr 22, 2016 | M | 2,000 | D | May 16, 2007 | May 16, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Shares are owned by the Johnson Management Trust, of which Mr. Turpin's spouse is the trustee.
- F2Shares are owned by the Nini Gift Trust, of which Mr. Turpin's spouse is the trustee.
- F3Shares are owned by the RJN Trust, of which Mr. Turpin's spouse is the trustee.
- F4The stock appreciation rights vested in five equal annual installments beginning on May 16, 2007.