SEC Form 4 · accession 0000899243-16-018584
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Rosenberg
Director
Period of report
Apr 22, 2016
Accepted (ET)
Apr 26, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2016 | M | 2,000 | $23.00 | A | 44,291 | D | |
| Common Stock | Apr 22, 2016 | F | 1,018 | $45.19 | D | 43,273 | D | |
| Common StockF1 | Apr 22, 2016 | S | 982 | $45.09 | D | 42,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $23.00 | Apr 22, 2016 | M | 2,000 | D | May 16, 2007 | May 16, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The stated price represents the average based on prices ranging from $45.10 to $45.08. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The stock appreciation rights vested in five equal annual installments beginning on May 16, 2007.