SEC Form 4 · accession 0000899243-16-012221
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter B Bartholow
Officer — CFO and COO · Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 26, 2016 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2016 | M | 4,388 | $22.65 | A | 34,972 | D | |
| Common Stock | Jan 25, 2016 | F | 3,502 | $32.36 | D | 31,470 | D | |
| Common Stock | Jan 25, 2016 | S | 886 | $32.40 | D | 30,584 | D | |
| Common StockF1 | Jan 25, 2016 | P | 4,000 | $32.80 | A | 34,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $22.65 | Jan 25, 2016 | M | 4,388 | D | Apr 24, 2007 | Apr 24, 2016 | Common Stock | 4,388 | 0 | D |
Explanation of responses
- F1The stated price represents the weighted average based on prices ranging from $32.74 to $32.86. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The stock appreciation rights vested in five equal annual installments beginning April 24, 2007.