SEC Form 4 · accession 0000899243-15-007272
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie L Anderson
Officer — Chief Accounting Officer
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 2,145 | $22.65 | A | 25,902 | D | |
| Common Stock | Oct 28, 2015 | F | 1,228 | $55.10 | D | 24,674 | D | |
| Common Stock | Oct 28, 2015 | S | 917 | $55.06 | D | 23,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $22.65 | Oct 28, 2015 | M | 2,145 | D | Apr 24, 2007 | Apr 24, 2016 | Common Stock | 2,145 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested in five equal annual installments beginning April 24, 2007.