SEC Form 4 · accession 0000899243-15-002619
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Hudgens
Officer — Chief Risk Officer
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 4,257 | $22.65 | A | 14,498 | D | |
| Common Stock | Aug 5, 2015 | F | 2,620 | $60.38 | D | 11,878 | D | |
| Common StockF1 | Aug 5, 2015 | S | 1,637 | $60.33 | D | 10,241 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $22.65 | Aug 5, 2015 | M | 4,257 | D | Apr 24, 2007 | Apr 24, 2016 | Common Stock | 4,257 | 0 | D |
Explanation of responses
- F1The stated price represents the weighted average based on prices ranging from $60.32 to $60.34. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The stock appreciation rights vested in five equal annual installments beginning April 24, 2007.