SEC Form 4 · accession 0001437749-15-012262
Prism Technologies Group, Inc. · PRZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Yasuda
Officer — CFO and CAO
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 6:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077370
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $2.76 | Jun 11, 2015 | A | 40,000 | A | — | Jun 11, 2020 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F120,000 vest immediately; 3,334 vest on June 11, 2016; 6,666 vest in equal monthly installments from June 11, 2016 to June 11, 2018; 10,000 vest over three years in three equal installments based on achieving annual performance criteria.