SEC Form 3 · accession 0001437749-15-008425
Prism Technologies Group, Inc. · PRZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Duman
Officer — Pres., Prism Technologies, LLC · Director
Period of report
Mar 26, 2015
Accepted (ET)
Apr 30, 2015 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 259,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $2.68 | holding | — | — | — | — | Mar 26, 2020 | Common Stock | 56,250 | — | D |
| Option to purchaseF2 | $2.68 | holding | — | — | — | — | Mar 26, 2020 | Common Stock | 56,250 | — | D |
Explanation of responses
- F118,750 vest on March 26, 2016; 37,500 vest monthly in equal installments from March 26, 2016 to March 26, 2018.
- F2Vest in equal installments over three years based on meeting annual performance criteria.