SEC Form 4 · accession 0001646370-26-000002
NEOGENOMICS INC · NEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg D Aunan
Officer — Chief Accounting Officer
Period of report
Aug 4, 2026
Accepted (ET)
Aug 6, 2026 · 4:02 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001077183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2026 | S | 20,000 | $16.07 | D | 5,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,745 | 10,745 | D |
| Stock Option (Right to Buy)F3 | $14.62 | holding | — | — | — | — | May 1, 2030 | Common Stock | 28,662 | 28,662 | D |
| Stock Option (Right to Buy)F4 | $13.96 | holding | — | — | — | — | May 2, 2034 | Common Stock | 26,978 | 26,978 | D |
| Stock Option (Right to Buy)F5 | $11.86 | holding | — | — | — | — | Feb 21, 2035 | Common Stock | 31,163 | 31,163 | D |
| Restricted Stock UnitF6,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 12,648 | 12,648 | D |
| Stock Option (Right to Buy)F7 | $9.83 | holding | — | — | — | — | Mar 1, 2036 | Common Stock | 36,825 | 36,825 | D |
| Restricted Stock UnitF8,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 22,889 | 22,889 | D |
Explanation of responses
- F1On May 2, 2024, Mr. Aunan was granted 16,117 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
- F2Once vested, the shares of common stock are not subject to expiration.
- F3On May 1, 2023, Mr. Aunan was granted 28,662 stock options. The options vest ratably over the first four anniversary dates of the grant date.
- F4On May 2, 2024, Mr. Aunan was granted 26,978 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F5On February 21, 2025, Mr. Aunan was granted 31,163 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F6On February 21, 2025, Mr. Aunan was granted 18,971 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
- F7On March 1, 2026, Mr. Aunan was granted 36,825 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F8On March 1, 2026, Mr. Aunan was granted 22,889 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.