SEC Form 4 · accession 0001077183-18-000043
NEOGENOMICS INC · NEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison L. Hannah
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | A | 15,564 | $0.00 | A | 61,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.60 | Jun 1, 2018 | A | 3,017 | A | Jun 1, 2019 | Jun 1, 2023 | Common Stock | 3,017 | 3,017 | D |
| Stock Option (Right to Buy)F1 | $7.27 | holding | — | — | — | May 25, 2018 | May 25, 2022 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F2 | $9.11 | holding | — | — | — | Jul 28, 2017 | Jul 28, 2021 | Common Stock | 8,333 | 8,333 | D |
| Stock Option (Right to Buy)F3 | $6.66 | holding | — | — | — | Jul 15, 2016 | Jul 15, 2020 | Common Stock | 3,333 | 3,333 | D |
Explanation of responses
- F1On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
- F2On July 28, 2016, Alison Hannah was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- F3On July 15, 2015 Alison Hannah was granted 10,000 stock options, the options vest ratably on the next three anniversary dates of the grant date. On 8/9/2017 6,667 of these options were exercised leaving a balance of 3,333.