SEC Form 4 · accession 0001127602-19-008434
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Buckley
Officer — Chief Financial Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 26, 2019 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 1,072 | $78.58 | A | 158,099 | D | |
| Common Stock | Feb 22, 2019 | F | 521 | $78.58 | D | 157,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 22, 2019 | M | 1,072 | D | — | — | Common Stock | 1,072 | 3,218 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 21, 2019 | A | 3,494 | A | — | — | Common Stock | 3,494 | 3,494 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.
- F2The Restricted Stock Units vest in four equal annual installments on February 22, 2019, February 22, 2020, February 22, 2021 and February 22, 2022.
- F3The Restricted Stock Units vest in four equal annual installments on February 21, 2020, February 21, 2021, February 21, 2022 and February 21, 2023.
Remarks
Power of Attorney on file