SEC Form 4 · accession 0001127602-19-008431
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Chang
Officer — CAO-Corporate Controller
Period of report
Feb 21, 2019
Accepted (ET)
Feb 26, 2019 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 928 | $78.58 | A | 37,060 | D | |
| Common Stock | Feb 22, 2019 | F | 462 | $78.58 | D | 36,598 | D | |
| Common Stock | Feb 25, 2019 | S | 10,000 | $80.00 | D | 26,598 | D | |
| Common Stock | Feb 25, 2019 | M | 3,636 | $78.96 | A | 30,234 | D | |
| Common Stock | Feb 25, 2019 | F | 1,618 | $78.96 | D | 28,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 22, 2019 | M | 928 | D | — | — | Common Stock | 928 | 1,858 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 25, 2019 | M | 3,636 | D | — | — | Common Stock | 3,636 | 0 | D |
| Restricted Stock UnitsF2,F5 | — | Feb 21, 2019 | A | 2,588 | A | — | — | Common Stock | 2,588 | 2,588 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a pre-established Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2018.
- F2Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.
- F3The Restricted Stock Units vest in three equal annual installments on February 22, 2019, February 22, 2020 and February 22, 2021.
- F4The Restricted Stock Units vest in three equal annual installments on February 24, 2017, February 24, 2018 and February 24, 2019.
- F5The Restricted Stock Units vest in three equal annual installments on February 21, 2020, February 21, 2021 and February 21, 2022.
Remarks
Power of Attorney on file