SEC Form 4 · accession 0001127602-18-008779
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Chang
Officer — Vice President-Corp Controller
Period of report
Feb 26, 2018
Accepted (ET)
Feb 27, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 3,387 | $54.60 | A | 38,228 | D | |
| Common Stock | Feb 26, 2018 | F | 1,506 | $54.60 | D | 36,722 | D | |
| Common Stock | Feb 26, 2018 | M | 3,636 | $54.60 | A | 40,358 | D | |
| Common Stock | Feb 26, 2018 | F | 1,688 | $54.60 | D | 38,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 26, 2018 | M | 3,387 | D | — | — | Common Stock | 3,387 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 26, 2018 | M | 3,636 | D | — | — | Common Stock | 3,636 | 3,636 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.
- F2The Restricted Stock Units vest in three equal annual installments on February 26, 2016, February 26, 2017 and February 26, 2018.
- F3The Restricted Stock Units vest in three equal annual installments on February 24, 2017, February 24, 2018 and February 24, 2019.
Remarks
Power of Attorney on file