SEC Form 4 · accession 0001127602-16-061852
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Roush
Officer — Chief Executive Officer · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 9:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 15,310 | $16.99 | A | 473,899 | D | |
| Common Stock | Sep 1, 2016 | F | 7,204 | $16.99 | D | 466,695 | D | |
| Common Stock | Sep 1, 2016 | M | 15,186 | $16.99 | A | 481,881 | D | |
| Common Stock | Sep 1, 2016 | F | 7,146 | $16.99 | D | 474,735 | D | |
| Common Stock | Sep 1, 2016 | M | 6,094 | $16.99 | A | 480,829 | D | |
| Common Stock | Sep 1, 2016 | F | 2,868 | $16.99 | D | 477,961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 1, 2016 | M | 15,310 | D | — | — | Common Stock | 15,310 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Sep 1, 2016 | M | 15,186 | D | — | — | Common Stock | 15,186 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Sep 1, 2016 | M | 6,094 | D | — | — | Common Stock | 6,094 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit.
- F2Represents the pro-rata vesting of the Reporting Person's outstanding Restricted Stock Units in accordance with the terms of the Transition and Release of Claims Agreement dated July 27, 2016. The Reporting Person's unvested Restricted Stock Units have been forfeited.
Remarks
Power of Attorney on file