SEC Form 5 · accession 0001127602-16-042666
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen W Bershad
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 22, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F4,F1 | Apr 26, 2015 | G | 408,332 | $0.00 | D | 0 | I | By trusts |
| Common StockF3,F4 | Apr 27, 2015 | G | 201,560 | $0.00 | A | 2,311,648 | D | |
| Common StockF2,F4,F1 | Nov 12, 2015 | G | 241,073 | $0.00 | D | 0 | I | By trusts |
| Common StockF3,F4 | Nov 13, 2015 | G | 172,327 | $0.00 | A | 2,311,648 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By grantor retained annuity trusts (each a "GRAT" and together, "GRATs").
- F2Under the terms of each GRAT, upon maturity, the beneficiary automatically becomes the trustee. Consequently, beneficial ownership of any shares held by each GRAT at maturity transfers to the beneficiary of the respective GRAT.
- F3Represents a transfer of beneficial ownership back to the Reporting Person due to an annuity payment made to the Reporting Person.
- F4On December 31, 2015, the Reporting Person held 2,311,648 shares directly and no shares indirectly through various GRATs for a total beneficial ownership of 2,311,648 shares.
Remarks
Power of Attorney on File