SEC Form 4 · accession 0001127602-15-010724
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Roush
Officer — Chief Executive Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 11:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | M | 30,435 | $12.37 | A | 399,820 | D | |
| Common Stock | Mar 9, 2015 | F | 10,156 | $12.37 | D | 389,664 | D | |
| Common Stock | Mar 9, 2015 | M | 37,219 | $12.37 | A | 426,883 | D | |
| Common Stock | Mar 9, 2015 | F | 17,531 | $12.37 | D | 409,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 9, 2015 | M | 30,435 | D | — | — | Common Stock | 30,435 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 9, 2015 | M | 37,219 | D | — | — | Common Stock | 37,219 | 37,220 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one GSI Group Inc. common share upon vesting of such Restrict Stock Unit.
- F2The Restricted Stock Units vest in three equal annual installments on March 8, 2013, March 8, 2014 and March 8, 2015.
- F3The Restricted Stock Units vest in three equal annual installments on March 8, 2014, March 8, 2015 and March 8, 2016.
Remarks
Power of Attorney on file