SEC Form 4 · accession 0001127602-15-010723
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Buckley
Officer — Chief Financial Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | M | 14,783 | $12.37 | A | 142,032 | D | |
| Common Stock | Mar 9, 2015 | F | 4,805 | $12.37 | D | 137,227 | D | |
| Common Stock | Mar 9, 2015 | M | 18,078 | $12.37 | A | 155,305 | D | |
| Common Stock | Mar 9, 2015 | F | 5,876 | $12.37 | D | 149,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 9, 2015 | M | 14,783 | D | — | — | Common Stock | 14,783 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 9, 2015 | M | 18,078 | D | — | — | Common Stock | 18,078 | 18,079 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one GSI Group Inc. common share upon vesting of such Restricted Stock Unit.
- F2The Restricted Stock Units vest in three equal annual installments on March 8, 2013, March 8, 2014 and March 8, 2015.
- F3The Restricted Stock Units vest in three equal annual installments on March 8, 2014, March 8, 2015 and March 8, 2016.
Remarks
Power of Attorney on file