SEC Form 5 · accession 0001127602-15-005476
NOVANTA INC · NOVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen W Bershad
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F4,F1 | Aug 27, 2014 | G | 449,588 | $0.00 | D | 1,552,691 | I | By trusts |
| Common StockF3,F4 | Sep 8, 2014 | G | 311,718 | $0.00 | A | 1,034,475 | D | |
| Common StockF2,F4,F1 | Dec 24, 2014 | G | 751,004 | $0.00 | D | 1,552,691 | I | By trusts |
| Common StockF3,F4 | Dec 26, 2014 | G | 372,966 | $0.00 | A | 1,034,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By grantor retained annuity trusts (each a "GRAT" and together, "GRATs").
- F2Under the terms of each GRAT, upon maturity, the beneficiary automatically becomes the trustee. Consequently, beneficial ownership of any shares held by each GRAT at maturity transfers to the beneficiary of the respective GRAT.
- F3Represents a transfer of beneficial ownership back to the Reporting Person due to an annuity payment made to the Reporting Person.
- F4On December 31, 2014, the Reporting Person held 1,034,475 shares directly and 1,552,691 shares indirectly through various GRATs for a total beneficial ownership of 2,587,166 shares.
Remarks
Power of Attorney on file