SEC Form 4 · accession 0000897101-16-001773
WINNEBAGO INDUSTRIES INC · WGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Happe
Officer — CEO & President · Director
Period of report
Jan 18, 2016
Accepted (ET)
Jan 20, 2016 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107687
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par valueF1 | Jan 18, 2016 | A | 10,000 | $0.00 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (rights to buy)F2 | $16.67 | Jan 18, 2016 | A | 10,000 | A | — | Jan 18, 2026 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Restricted Stock Award granted 1/18/2016 under the Winnebago Industries, Inc. 2014 Omnibus Equity, Performance Awards, and Incentive Compensation Plan. Restricted shares vest in annual increments of one-third beginning 1/18/2017.
- F2Granted under the Winnebago Industries, Inc. 2014 Omnibus Equity, Performance Awards and Incentive Compensation Plan, which is a Section 16(b)Plan with options vesting in annual increments of one-third commencing 1/18/2017 and expiring ten years from date of grant.