SEC Form 4 · accession 0001493152-19-001097
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Seaburg
Officer — President of Corp Development · Director
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2019 | A | 40,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $16.50 | Jan 25, 2019 | A | 250,000 | A | — | Jan 24, 2029 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Restricted stock units that vest in four equal installments every six months starting September 1, 2019, subject to continued service.
- F2The option vests in 24 equal monthly installments beginning April 1, 2019