SEC Form 4 · accession 0001493152-19-000036
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willie C. Bogan
Director
Period of report
Dec 29, 2018
Accepted (ET)
Jan 2, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2018 | M | 7,500 | — | A | 7,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 29, 2018 | M | 7,500 | D | — | — | Common Stock | 7,500 | 22,500 | D |
Explanation of responses
- F1Restricted Stock Units convert into Common Stock on a one-For-one basis.
- F2On June 29, 2018, the reporting person was granted 30,000 Restricted Stock Units vesting in Four equal installments every six months beginning December 29, 2018.