SEC Form 4 · accession 0001493152-18-017370
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Minnie Baylor-Henry
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 10, 2018 | A | 8,975 | A | — | — | Common Stock | 8,975 | 8,975 | D |
| Employee Stock Option (Right to Buy)F2 | $13.65 | Dec 10, 2018 | A | 19,329 | A | — | Dec 9, 2028 | Common Stock | 19,329 | 19,329 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest at the rate of 2,992 shares on December 10, 2019 and 2020, and 2,991 shares on December 10, 2021.
- F2The option vests in 3 equal annual installments beginning on December 10, 2019.