SEC Form 4 · accession 0001493152-18-015194
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Cohen
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 1, 2018 | A | 4,020 | A | — | — | Common Stock | 4,020 | 4,020 | D |
| Employee Stock Option (Right to Buy)F2 | $15.24 | Nov 1, 2018 | A | 8,624 | A | — | Oct 31, 2028 | Common Stock | 8,624 | 8,624 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in full on November 1, 2019.
- F2The option vests in 12 equal monthly installments beginning on December 1, 2018.