SEC Form 4 · accession 0001493152-18-013695
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cameron J. Hoyler
Officer — EVP of Corporate Strategy, GC
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2018 | A | 35,000 | $0.00 | A | 125,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $20.12 | Sep 20, 2018 | A | 65,000 | A | — | Sep 19, 2028 | Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1The option vests in 24 equal monthly installments beginning October 20, 2018.