SEC Form 4 · accession 0001493152-18-013409
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer M Erdtmann
Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 14, 2018 | P | 6,680 | $17.42 | A | 61,846 | I | By Zeigeist LLC |
| Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Erdtmann owns and controls Zeigeist LLC. Zeigeist and Mr. Erdtmann hold a 26.721% interest in Point Sur Investors LLC, which purchased the issuer's common stock on September 14, 2018. The number of shares purchased by Mr. Erdtmann and owned indirectly through Zeigeist is 26.721% of the total shares purchased by Point Sur Investors
- F2Represents the weighted average price for multiple purchases on the same day all within a price range between $17.24 and $17.50.