SEC Form 4 · accession 0001493152-18-012043
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Seaburg
Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 15, 2018 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 10, 2018 | A | 60,000 | A | — | — | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Restricted stock units that vest in four equal installments every six months beginning February 10, 2019, subject to continued service as a consultant. The units are settled in shares of common stock issued promptly following the vesting date. Dividend equivalents are distributed in cash or shares at the Company's discretion.