SEC Form 4 · accession 0001493152-18-009742
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willie C. Bogan
Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 6, 2018 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 3, 2017 | A | 30,000 | A | — | — | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Restricted stock units that vest in four equal installments every six months beginning December 29, 2018, subject to continued service as a director. The units are settled in shares of common stock issued promptly following the vesting date, and in any event no later than March 15 of the calendar year following the calendar year in which such vesting occurs. Dividend equivalents are distributed in cash or shares at the Company's discretion.