SEC Form 4 · accession 0001493152-17-007314
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Winslow Swanson
Officer — Chief Operating Officer · Director
Period of report
Jun 29, 2017
Accepted (ET)
Jun 29, 2017 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1 | Jun 29, 2017 | P | 120 | $24.30 | A | 1,189 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired by Edward Swanson Roth IRA ("Roth IRA"). Edward Swanson is the Trustee of Roth IRA and in such capacity has voting and dispositive control over the securities held by such entity.