SEC Form 4 · accession 0001493152-17-006676
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Winslow Swanson
Officer — Chief Operating Officer · Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per share | Jun 14, 2017 | P | 350 | $17.28 | A | 350 | D | |
| Common stock, par value $0.001 per share | Jun 14, 2017 | P | 20 | $17.30 | A | 370 | D | |
| Common stock, par value $0.001 per shareF1 | Jun 14, 2017 | P | 1,069 | $17.23 | A | 1,069 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired by Edward Swanson Roth IRA ("Roth IRA"). Edward Swanson is the Trustee of Roth IRA and in such capacity has voting and dispositive control over the securities held by such entity.