SEC Form 4 · accession 0001493152-17-004717
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Honig
10% Owner
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 8:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per share | May 2, 2017 | M | 87,500 | $4.80 | A | 412,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $4.80 | May 2, 2017 | M | 87,500 | D | — | Apr 24, 2026 | Common Stock | 87,500 | 0 | D |
Explanation of responses
- F1Options were 50% exercisable beginning on May 10, 2016 and 50% exercisable upon the occurrence of a performance condition.