SEC Form 4 · accession 0001493152-17-003077
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Hansen Dyer
Director
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2017 | P | 4,912 | $10.34 | A | 4,912 | D | |
| Common StockF2 | Mar 29, 2017 | P | 700 | $11.24 | A | 700 | I | See Footnote |
| Common StockF3 | Mar 29, 2017 | P | 500 | $11.67 | A | 500 | I | See Footnote |
| Common StockF3 | Mar 29, 2017 | P | 200 | $11.72 | A | 700 | I | See Footnote |
| Common StockF4,F5 | Mar 29, 2017 | P | 1,740 | $11.35 | A | 1,740 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale price reflects a weighted average of multiple prices ranging from $10.17 to $10.47. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
- F2Shares are held by Mr. Dyer as UGMA custodian for Bradlee Danielle Dyer.
- F3Shares are held by Mr. Dyer as UGMA custodian for Jeffrey Braze Dyer.
- F4This sale price reflects a weighted average of multiple prices ranging from $11.35 to $11.39. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the issuer or any security holder, upon request.
- F5Shares are held by Mr. Dyer as UTMA custodian for McKenzie Dyer.