SEC Form 4 · accession 0001415889-16-007376
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Honig
Officer — CEO AND CHAIRMAN · Director · 10% Owner
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | P | 20,000 | $3.00 | A | 38,411 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). The Reporting Person is the trustee of Roth 401K and in such capacity holds voting and dispositive power over the securities held by such entity.