SEC Form 4 · accession 0001415889-16-006092
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward M Karr
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $0.87 | Jun 1, 2016 | A | 11,494 | A | — | Jun 1, 2021 | Common Stock | 11,494 | 11,494 | D |
Explanation of responses
- F1On June 1, 2016, the Board of Directors of the Registrant issued the Reporting Person options to purchase 11,494 shares of common stock pursuant to the Registrant's 2014 Equity Incentive Plan in accordance with the Registrant's Amended and Restated Non-Employee Director Compensation Policy at an exercise price of $0.87 per share. The option shall vest in full on the six month anniversary of the grant date (June 1, 2016), provided that the Reporting Person is still a member of the Registrant's Board of Directors.