SEC Form 4 · accession 0001415889-15-004159
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Kaplan
Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F1 | $1.05 | Dec 18, 2015 | A | 9,523 | A | — | Dec 18, 2020 | Common Stock | 9,523 | 9,523 | D |
Explanation of responses
- F1The options shall vest in full in 6 months following the date of grant.
- F2The options are granted as compensation for his service on the Board.