SEC Form 4 · accession 0001415889-15-002509
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rector
Officer — CEO, CHAIRMAN OF THE BOARD · Director
Period of report
Jul 27, 2015
Accepted (ET)
Jul 31, 2015 · 2:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $1.43 | Jul 27, 2015 | J | 6,993 | A | Jan 27, 2016 | Jul 27, 2020 | Common Stock | 6,993 | 6,993 | D |
Explanation of responses
- F1Explanation of Responses: Annual stock option grant pursuant to the director compensation policy, without the payment of consideration, which options vest 180 days from the grant date.