SEC Form 4 · accession 0000921895-18-002838
ICTV Brands Inc. · ICTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Pessin
Other
Period of report
Oct 19, 2018
Accepted (ET)
Oct 23, 2018 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076522
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Oct 19, 2018 | S | 524,099 | $0.0633 | D | 5,171,980 | D | |
| Common StockF1,F2 | holding | — | — | — | 2,240,484 | I | By: Norman H. Pessin |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Norman H. Pessin and Sandra F. Pessin (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group along with Diana S. Pessin and Brian L. Pessin, that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or her pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
- F2Shares beneficially owned by Norman H. Pessin, Sandra F. Pessin's spouse. Sandra F. Pessin expressly disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- F3Norman H. Pessin expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.