SEC Form 4 · accession 0001546927-15-000257
SEQUENOM INC · SQNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Camber Capital Management LLC
10% Owner
Period of report
Oct 6, 2015
Accepted (ET)
Oct 8, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076481
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 6, 2015 | P | 500,000 | $1.8997 | A | 14,250,000 | I | See Footnotes |
| Common StockF1,F3 | Oct 6, 2015 | P | 239,892 | $1.891 | A | 14,489,892 | I | See Footnotes |
| Common StockF1,F4 | Oct 6, 2015 | P | 21,752 | $1.895 | A | 14,511,644 | I | See Footnotes |
| Common StockF1,F5 | Oct 6, 2015 | P | 163,400 | $1.90 | A | 14,675,044 | I | See Footnotes |
| Common StockF1,F6 | Oct 7, 2015 | P | 162,718 | $1.981 | A | 14,837,762 | I | See Footnotes |
| Common StockF1,F7 | Oct 8, 2015 | P | 162,328 | $1.999 | A | 15,000,000 | I | See Footnotes |
| Common StockF1,F8 | Oct 8, 2015 | P | 392,000 | $2.10 | A | 15,392,000 | I | See Footnotes |
| Common StockF1,F9,F10 | Oct 8, 2015 | P | 8,000 | $2.10 | A | 15,400,000 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities reported herein for Camber Capital Management LLC (the "LLC" ) represent Common Stock beneficially owned and held of record by Camber Capital Master Fund, L.P. (the "Master Fund"), another private investment fund (the "Fund") and one managed account (the "Managed Account") for which the LLC serves as the investment manager. Stephen DuBois is the managing member of the LLC and managing member of the general partner for the Fund and the Master Fund. The LLC, the Master Fund, the Fund, the Managed Account, general partner and Mr. DuBois (the "Reporting Persons") are each beneficial owners and have an address of 101 Huntington Avenue, Floor 25, Boston, MA 02199. The Reporting Persons disclaim beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares in which the Reporting Persons have no actual pecuniary interest therein.
- F10As of the closing of trading on October 8, 2015, 14,866,283 shares of Common Stock were held for the account of the Master Fund, 104,708 shares of Common Stock were held for the account of the Fund, and 429,009 shares of Common Stock were held for the account of the Managed Account.
- F2Of the securities reported for this transaction, 482,750 shares of Common Stock were purchased for the account of the Master Fund, 3,400 shares of Common Stock were purchased for the account of the Fund, and 13,850 shares of Common Stock were purchased for the account of the Managed Account.
- F3Of the securities reported for this transaction, 231,616 shares of Common Stock were purchased for the account of the Master Fund, 1,631 shares of Common Stock were purchased for the account of the Fund, and 6,645 shares of Common Stock were purchased for the account of the Managed Account.
- F4Of the securities reported for this transaction, 21,001 shares of Common Stock were purchased for the account of the Master Fund, 148 shares of Common Stock were purchased for the account of the Fund, and 603 shares of Common Stock were purchased for the account of the Managed Account.
- F5Of the securities reported for this transaction, 157,763 shares of Common Stock were purchased for the account of the Master Fund, 1,111 shares of Common Stock were purchased for the account of the Fund, and 4,526 shares of Common Stock were purchased for the account of the Managed Account.
- F6Of the securities reported for this transaction, 157,104 shares of Common Stock were purchased for the account of the Master Fund, 1,107 shares of Common Stock were purchased for the account of the Fund, and 4,507 shares of Common Stock were purchased for the account of the Managed Account.
- F7Of the securities reported for this transaction, 156,641 shares of Common Stock were purchased for the account of the Master Fund, 1,103 shares of Common Stock were purchased for the account of the Fund, and 4,494 shares of Common Stock were purchased for the account of the Managed Account.
- F8Of the securities reported for this transaction, 378,476 shares of Common Stock were purchased for the account of the Master Fund, 2,666 shares of Common Stock were purchased for the account of the Fund, and 10,858 shares of Common Stock were purchased for the account of the Managed Account.
- F9Of the securities reported for this transaction, 7,724 shares of Common Stock were purchased for the account of the Master Fund, 54 shares of Common Stock were purchased for the account of the Fund, and 222 shares of Common Stock were purchased for the account of the Managed Account.