SEC Form 4 · accession 0001193614-16-000053
SEQUENOM INC · SQNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine J Mackey
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076481
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | A | 21,114 | $0.00 | A | 21,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $1.60 | Jan 4, 2016 | A | 8,571 | A | — | Jan 3, 2026 | Common Stock | 8,571 | 8,571 | D |
Explanation of responses
- F1The shares subject to the Stock Award shall vest in four equal quarterly installments on March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.
- F2The shares subject to the Stock Option shall vest and become exercisable in four equal quarterly installments on March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.