SEC Form 4 · accession 0001193614-15-000033
SEQUENOM INC · SQNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Grosu M.D.
Officer — SVP & CMO
Period of report
May 1, 2015
Accepted (ET)
May 7, 2015 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076481
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $4.59 | May 1, 2015 | A | 82,025 | A | — | Apr 30, 2025 | Common Stock | 82,025 | 82,025 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.59 | May 1, 2015 | A | 77,975 | A | — | Apr 30, 2025 | Common Stock | 77,975 | 77,975 | D |
| Restricted Stock UnitF2,F3 | — | May 1, 2015 | A | 80,000 | A | — | — | Common Stock | 80,000 | 80,000 | D |
Explanation of responses
- F1The shares subject to the options shall vest 25% on 5/1/16, with the remainder vesting monthly over the next 36 months such that the option is fully vested on 5/1/19.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F3The shares subject to the restricted stock unit shall vest in 4 equal annual installments commencing on 5/1/15, with annual vesting dates on 5/10/16, 5/10/17, 5/10/18 and 5/10/19 such that the shares subject to the restricted stock units are fully vested on 5/10/19.