SEC Form 4 · accession 0001193614-15-000020
SEQUENOM INC · SQNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Linton
Officer — Sr VP & General Counsel
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076481
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $3.47 | Feb 10, 2015 | A | 2,367 | A | — | Feb 9, 2025 | Common Stock | 2,367 | 2,367 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.47 | Feb 10, 2015 | A | 16,633 | A | — | Feb 9, 2025 | Common Stock | 16,633 | 16,633 | D |
| Restricted Stock UnitF2,F3 | — | Feb 10, 2015 | A | 16,000 | A | — | — | Common Stock | 16,000 | 116,000 | D |
Explanation of responses
- F1The shares subject to the options shall vest in 48 equal monthly installments commencing on 2/10/15, such that the shares subject to the option are fully vested on 2/10/19.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F3The shares subject to the restricted stock unit began vesting in 4 equal annual installments commencing on 2/10/15, with annual vesting dates on 2/10/16, 2/10/17, 2/10/18 and 2/10/19 such the shares subject to the restricted stock units are fully vested on 2/10/19.