SEC Form 4 · accession 0001193614-15-000018
SEQUENOM INC · SQNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry F Hixson Jr.
Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076481
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 20,438 | $0.00 | A | 193,294 | D | |
| Common Stock | Feb 10, 2015 | M | 40,500 | $0.00 | A | 233,794 | D | |
| Common StockF1 | holding | — | — | — | 50,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Feb 10, 2015 | M | 20,438 | D | — | — | Common Stock | 20,438 | 81,374 | D |
| Restricted Stock UnitF4,F5 | — | Feb 10, 2015 | M | 40,500 | D | — | — | Common Stock | 40,500 | 40,874 | D |
Explanation of responses
- F1By Harry F. Hixson, Jr. Trust, dated 12/15/95.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock
- F3The shares subject to the restricted stock unit began vesting in 4 equal annual installments commencing on 2/1/13, with annual vesting dates on 2/10/14, 2/10/15, 2/10/16 and 2/10/17 such the shares subject to the restricted stock units are fully vested on 2/10/17.
- F4Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F5The shares subject to the restricted stock unit vested 100% on 2/10/15.