SEC Form 4 · accession 0001104659-17-034033
DIVERSIFIED HEALTHCARE TRUST · NASDAQ:DHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam D. Portnoy
Director
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001075415
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | May 18, 2017 | A | 3,000 | — | A | 138,374 | D | |
| Common Shares of Beneficial InterestF2 | holding | — | — | — | 2,550,019 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction reported is grant of shares pursuant to the Issuer's equity compensation plan.
- F2These shares are held by ABP Trust; Mr. Portnoy, as the President and Chief Executive Officer, an owner and a trustee of ABP Trust, may be deemed to be a beneficial owner of these shares, but Mr. Portnoy disclaims such beneficial ownership except to the extent of his pecuniary interest therein.