SEC Form 4 · accession 0001074902-16-000059
LCNB CORP · LCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Haines II
Officer — EVP/CFO
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001074902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| LCNB Corp. Common Stock | Jul 22, 2016 | M | 1,972 | $9.00 | A | 9,026 | D | |
| LCNB Corp. Common Stock | Jul 22, 2016 | M | 1,586 | $11.50 | A | 9,026 | D | |
| LCNB Corp. Common Stock | Jul 22, 2016 | M | 2,068 | $11.85 | A | 9,026 | D | |
| LCNB Corp Common Stock | Jul 22, 2016 | M | 1,097 | $12.60 | A | 9,026 | D | |
| LCNB Corp. Common Stock | Jul 22, 2016 | S | 723 | $17.55 | D | 8,303 | D | |
| LCNB Corp. Common Stock | Jul 25, 2016 | S | 1,972 | $17.26 | D | 2,303 | D | |
| LCNB Corp. Common Stock | Jul 25, 2016 | S | 1,586 | $17.26 | D | 2,303 | D | |
| LCNB Corp. Common Stock | Jul 25, 2016 | S | 2,068 | $17.26 | D | 2,303 | D | |
| LCNB Corp. Common Stock | Jul 25, 2016 | S | 374 | $17.26 | D | 2,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $9.00 | Jul 22, 2016 | M | 1,972 | D | Jan 26, 2010 | Jan 26, 2019 | Common Stock | 1,972 | 0 | D |
| Employee Stock Option (right to buy) | $11.50 | Jul 22, 2016 | M | 1,586 | D | Feb 22, 2011 | Feb 22, 2020 | Common Stock | 1,586 | 0 | D |
| Employee Stock Option (right to buy) | $11.85 | Jul 22, 2016 | M | 2,068 | D | Feb 2, 2012 | Feb 2, 2021 | Common Stock | 2,068 | 0 | D |
| Employee Stock Option (right to buy) | $12.60 | Jul 22, 2016 | M | 1,097 | D | Feb 12, 2013 | Feb 13, 2022 | Common Stock | 1,097 | 0 | D |