SEC Form 4 · accession 0001161697-17-000400
USBC, Inc. · USBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P Erickson
Officer — CEO and President · Director
Period of report
Jul 27, 2017
Accepted (ET)
Sep 15, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001074828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2017 | A | 200,000 | $0.25 | A | 220,934 | D | |
| Common StockF1 | holding | — | — | — | 3,334 | I | . | |
| Common StockF2 | holding | — | — | — | 1,467 | I | . | |
| Common StockF3 | holding | — | — | — | 20,335 | I | . | |
| Common StockF4 | holding | — | — | — | 110,001 | I | . | |
| Common StockF5 | holding | — | — | — | 2,014 | I | . |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Dia Armenta, the Reporting Person's wife.
- F2Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
- F3Held by Juliz Limited Partnership- Family LP.
- F4Held by J3E2A2Z Limited Partnership.
- F5Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.